Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$75K ﹤0.01%
7,917
+7,173
1102
$75K ﹤0.01%
2,541
-146
1103
$74K ﹤0.01%
1,263
+1,116
1104
$74K ﹤0.01%
6,076
+5,395
1105
$74K ﹤0.01%
+8,273
1106
$74K ﹤0.01%
16,726
-9,053
1107
$74K ﹤0.01%
12,392
-29,316
1108
$73K ﹤0.01%
984
-1,804
1109
$73K ﹤0.01%
12,872
+5,666
1110
$73K ﹤0.01%
26,286
+22,682
1111
$73K ﹤0.01%
1,807
+1,327
1112
$73K ﹤0.01%
+387
1113
$73K ﹤0.01%
+4,189
1114
$73K ﹤0.01%
+82,746
1115
$73K ﹤0.01%
15,494
-169,525
1116
$73K ﹤0.01%
21,718
+808
1117
$73K ﹤0.01%
+18,736
1118
$72K ﹤0.01%
+3,597
1119
$72K ﹤0.01%
11,746
-5,115
1120
$71K ﹤0.01%
13,530
+1,906
1121
$71K ﹤0.01%
9,212
+7,766
1122
$71K ﹤0.01%
+1,500
1123
$71K ﹤0.01%
+11,730
1124
$70K ﹤0.01%
2,186
+367
1125
$70K ﹤0.01%
+1,357