Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$68K ﹤0.01%
6,806
+2,131
1102
$67K ﹤0.01%
7,300
+6,832
1103
$67K ﹤0.01%
+823
1104
$67K ﹤0.01%
+2,910
1105
$67K ﹤0.01%
+4,334
1106
$67K ﹤0.01%
750
+75
1107
$66K ﹤0.01%
4,235
+3,359
1108
$66K ﹤0.01%
+7,301
1109
$65K ﹤0.01%
20,803
-59,084
1110
$65K ﹤0.01%
5,287
+4,065
1111
$65K ﹤0.01%
2,010
-4,786
1112
$65K ﹤0.01%
3,640
-7,184
1113
$65K ﹤0.01%
412
-952
1114
$64K ﹤0.01%
1,587
-317
1115
$64K ﹤0.01%
1,090
+867
1116
$64K ﹤0.01%
3,548
+91
1117
$64K ﹤0.01%
1,724
+800
1118
$63K ﹤0.01%
+2,800
1119
$63K ﹤0.01%
5,272
+5,004
1120
$63K ﹤0.01%
7,158
+7,097
1121
$63K ﹤0.01%
2,379
-1,303
1122
$63K ﹤0.01%
+300
1123
$62K ﹤0.01%
+1,203
1124
$62K ﹤0.01%
+4,610
1125
$62K ﹤0.01%
1,702
+1,308