Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$42K ﹤0.01%
402
+51
1102
$42K ﹤0.01%
+781
1103
$42K ﹤0.01%
997
+939
1104
$42K ﹤0.01%
5,866
+1,651
1105
$41K ﹤0.01%
+1,151
1106
$41K ﹤0.01%
+7,353
1107
$41K ﹤0.01%
17
-29
1108
$41K ﹤0.01%
2,692
-895
1109
$41K ﹤0.01%
6,525
+5,378
1110
$41K ﹤0.01%
5,771
+3,564
1111
$41K ﹤0.01%
1,111
-3,648
1112
$41K ﹤0.01%
+2,343
1113
$41K ﹤0.01%
+1,000
1114
$41K ﹤0.01%
+9,303
1115
$40K ﹤0.01%
+2,496
1116
$40K ﹤0.01%
3,538
+3,037
1117
$40K ﹤0.01%
+1,929
1118
$40K ﹤0.01%
531
-12,851
1119
$39K ﹤0.01%
2,556
+2,103
1120
$39K ﹤0.01%
+1,542
1121
$39K ﹤0.01%
487
-478
1122
$39K ﹤0.01%
+546
1123
$39K ﹤0.01%
+1,191
1124
$38K ﹤0.01%
+882
1125
$38K ﹤0.01%
+1,462