Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$49K ﹤0.01%
+16,805
1102
$49K ﹤0.01%
+3,131
1103
$48K ﹤0.01%
+534
1104
$48K ﹤0.01%
5,092
+4,206
1105
$48K ﹤0.01%
462
-1,367
1106
$48K ﹤0.01%
68,870
+58,936
1107
$47K ﹤0.01%
3,692
+3,026
1108
$47K ﹤0.01%
5,482
+4,698
1109
$47K ﹤0.01%
+563
1110
$47K ﹤0.01%
+928
1111
$47K ﹤0.01%
+7,652
1112
$46K ﹤0.01%
630
-6,869
1113
$46K ﹤0.01%
122
-30
1114
$46K ﹤0.01%
+3,497
1115
$46K ﹤0.01%
+1,980
1116
$46K ﹤0.01%
2,542
+816
1117
$46K ﹤0.01%
+899
1118
$46K ﹤0.01%
3,186
+2,977
1119
$46K ﹤0.01%
2,632
-7,646
1120
$45K ﹤0.01%
9,846
+247
1121
$45K ﹤0.01%
752
-5,521
1122
$45K ﹤0.01%
1,469
+869
1123
$45K ﹤0.01%
+4,681
1124
$45K ﹤0.01%
1,115
+1,103
1125
$45K ﹤0.01%
4,318
-3,413