Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$43K ﹤0.01%
+13,340
1102
$43K ﹤0.01%
5,497
+1,593
1103
$43K ﹤0.01%
3,866
-892
1104
$43K ﹤0.01%
1,163
-310
1105
$43K ﹤0.01%
1,616
+466
1106
$43K ﹤0.01%
+9,835
1107
$42K ﹤0.01%
+1,460
1108
$42K ﹤0.01%
2,036
-6,538
1109
$42K ﹤0.01%
+894
1110
$42K ﹤0.01%
+908
1111
$42K ﹤0.01%
3,786
+990
1112
$42K ﹤0.01%
+297
1113
$42K ﹤0.01%
+500
1114
$42K ﹤0.01%
1,872
-3,256
1115
$42K ﹤0.01%
1,522
-12,183
1116
$42K ﹤0.01%
20,359
+18,799
1117
$41K ﹤0.01%
1,309
-2,444
1118
$41K ﹤0.01%
4,075
-3,167
1119
$41K ﹤0.01%
2,017
+1,536
1120
$41K ﹤0.01%
+44
1121
$41K ﹤0.01%
+2,380
1122
$41K ﹤0.01%
+17,686
1123
$41K ﹤0.01%
+152
1124
$41K ﹤0.01%
2,477
-8,284
1125
$41K ﹤0.01%
5,316
+1,635