Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$79K ﹤0.01%
+1,684
1102
$79K ﹤0.01%
+2,930
1103
$78K ﹤0.01%
1,947
-3,198
1104
$78K ﹤0.01%
+1,921
1105
$78K ﹤0.01%
8,400
-22,679
1106
$78K ﹤0.01%
1,583
+926
1107
$78K ﹤0.01%
5,657
-10,555
1108
$78K ﹤0.01%
+2,800
1109
$77K ﹤0.01%
11,162
-27,294
1110
$77K ﹤0.01%
817
+19
1111
$77K ﹤0.01%
2,461
-35,489
1112
$77K ﹤0.01%
+557
1113
$77K ﹤0.01%
+1,349
1114
$76K ﹤0.01%
4,560
-2,400
1115
$76K ﹤0.01%
+822
1116
$76K ﹤0.01%
3,534
+2,816
1117
$75K ﹤0.01%
2,213
-1,977
1118
$75K ﹤0.01%
726
-337
1119
$75K ﹤0.01%
15,663
+11,323
1120
$75K ﹤0.01%
12,387
+5,738
1121
$74K ﹤0.01%
+2,794
1122
$74K ﹤0.01%
11,668
+1,344
1123
$74K ﹤0.01%
+2,616
1124
$74K ﹤0.01%
43
+33
1125
$74K ﹤0.01%
2
-8