Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.43B
AUM Growth
-$206M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,516
New
Increased
Reduced
Closed

Top Buys

1 +$29.2M
2 +$19.6M
3 +$17.3M
4
AGN
Allergan plc
AGN
+$16.7M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$14.4M

Top Sells

1 +$86.4M
2 +$58.6M
3 +$49.6M
4
AAPL icon
Apple
AAPL
+$48.8M
5
NTES icon
NetEase
NTES
+$32.4M

Sector Composition

1 Consumer Discretionary 18.31%
2 Technology 17.31%
3 Healthcare 11.47%
4 Communication Services 11.25%
5 Industrials 9.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$66K ﹤0.01%
8,749
+6,350
1102
$65K ﹤0.01%
33,278
+8,076
1103
$65K ﹤0.01%
+766
1104
$65K ﹤0.01%
+4,870
1105
$64K ﹤0.01%
487
+122
1106
$64K ﹤0.01%
2,768
-555
1107
$64K ﹤0.01%
14,349
+3,959
1108
$64K ﹤0.01%
2,147
-3,096
1109
$64K ﹤0.01%
+19,560
1110
$64K ﹤0.01%
+1,344
1111
$64K ﹤0.01%
+5,140
1112
$64K ﹤0.01%
+15,583
1113
$64K ﹤0.01%
7,602
+4,728
1114
$64K ﹤0.01%
22,824
+21,261
1115
$64K ﹤0.01%
+2,406
1116
$63K ﹤0.01%
11,829
+7,215
1117
$63K ﹤0.01%
1,502
-26,843
1118
$63K ﹤0.01%
443
-824
1119
$63K ﹤0.01%
16,488
+5,788
1120
$63K ﹤0.01%
2,096
+1,858
1121
$63K ﹤0.01%
2,707
+2,202
1122
$62K ﹤0.01%
406
+371
1123
$62K ﹤0.01%
19,497
+3,799
1124
$62K ﹤0.01%
2,762
-9,749
1125
$62K ﹤0.01%
+826