Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$49K ﹤0.01%
585
-8,632
1102
$49K ﹤0.01%
1,764
+489
1103
$49K ﹤0.01%
+19,032
1104
$49K ﹤0.01%
2,125
+1,984
1105
$48K ﹤0.01%
2,384
-44,662
1106
$48K ﹤0.01%
+3,081
1107
$48K ﹤0.01%
+2,714
1108
$48K ﹤0.01%
+5,129
1109
$48K ﹤0.01%
+4,089
1110
$47K ﹤0.01%
+3,343
1111
$47K ﹤0.01%
+651
1112
$46K ﹤0.01%
6,791
+2,150
1113
$46K ﹤0.01%
1,469
-15,052
1114
$46K ﹤0.01%
+889
1115
$46K ﹤0.01%
2,512
+1,979
1116
$46K ﹤0.01%
10,027
-1,552
1117
$46K ﹤0.01%
18
-439
1118
$46K ﹤0.01%
286
+176
1119
$46K ﹤0.01%
189
-2,386
1120
$45K ﹤0.01%
+6,833
1121
$45K ﹤0.01%
756
+385
1122
$45K ﹤0.01%
+1,437
1123
$44K ﹤0.01%
+3,119
1124
$44K ﹤0.01%
+3,288
1125
$44K ﹤0.01%
+9,842