Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$29K ﹤0.01%
+27
1102
$29K ﹤0.01%
+609
1103
$29K ﹤0.01%
4,176
+1,218
1104
$29K ﹤0.01%
+205
1105
$29K ﹤0.01%
1,018
+815
1106
$29K ﹤0.01%
+600
1107
$29K ﹤0.01%
289
-96
1108
$29K ﹤0.01%
1,229
+929
1109
$29K ﹤0.01%
4,313
-178
1110
$29K ﹤0.01%
6,358
+5,759
1111
$29K ﹤0.01%
480
-1,059
1112
$29K ﹤0.01%
1,810
+80
1113
$28K ﹤0.01%
+138
1114
$28K ﹤0.01%
+576
1115
$28K ﹤0.01%
+1,667
1116
$28K ﹤0.01%
+1,595
1117
$28K ﹤0.01%
1,934
-1,005
1118
$28K ﹤0.01%
+3,350
1119
$28K ﹤0.01%
1,324
+1,004
1120
$28K ﹤0.01%
+84
1121
$28K ﹤0.01%
5,151
+3,207
1122
$28K ﹤0.01%
911
-18,393
1123
$28K ﹤0.01%
2,606
-24,493
1124
$27K ﹤0.01%
+2,067
1125
$27K ﹤0.01%
1,704
-2,864