Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$638M
AUM Growth
-$63.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,505
New
Increased
Reduced
Closed

Top Sells

1 +$36.1M
2 +$17.9M
3 +$14.9M
4
DIS icon
Walt Disney
DIS
+$14.5M
5
BABA icon
Alibaba
BABA
+$13.3M

Sector Composition

1 Technology 15.08%
2 Communication Services 13.51%
3 Consumer Discretionary 9.68%
4 Healthcare 8.98%
5 Financials 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$20K ﹤0.01%
522
-1,764
1102
$20K ﹤0.01%
20
+6
1103
$20K ﹤0.01%
652
-346
1104
$20K ﹤0.01%
+2,372
1105
$20K ﹤0.01%
+208
1106
$20K ﹤0.01%
1,767
+1,127
1107
$20K ﹤0.01%
5,174
-1,197
1108
$20K ﹤0.01%
+1,387
1109
$20K ﹤0.01%
1,313
-112
1110
$20K ﹤0.01%
1,474
-2,326
1111
$20K ﹤0.01%
401
-1,198
1112
$20K ﹤0.01%
+691
1113
$20K ﹤0.01%
+2,312
1114
$19K ﹤0.01%
+386
1115
$19K ﹤0.01%
3,359
-14,637
1116
$19K ﹤0.01%
+2,110
1117
$19K ﹤0.01%
252
-3,125
1118
$19K ﹤0.01%
+9,249
1119
$19K ﹤0.01%
+7,670
1120
$19K ﹤0.01%
+1,448
1121
$19K ﹤0.01%
+96
1122
$19K ﹤0.01%
+840
1123
$19K ﹤0.01%
977
+822
1124
$19K ﹤0.01%
307
-189
1125
$19K ﹤0.01%
+2,290