Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$27K ﹤0.01%
2,713
+2,712
1102
$27K ﹤0.01%
+520
1103
$27K ﹤0.01%
428
+330
1104
$27K ﹤0.01%
+2,434
1105
$27K ﹤0.01%
+1,458
1106
$26K ﹤0.01%
382
+380
1107
$26K ﹤0.01%
+1,522
1108
$26K ﹤0.01%
578
-365
1109
$26K ﹤0.01%
847
-1,771
1110
$26K ﹤0.01%
60
-207
1111
$26K ﹤0.01%
1,110
+956
1112
$26K ﹤0.01%
+851
1113
$26K ﹤0.01%
1,172
-2,350
1114
$26K ﹤0.01%
80
+64
1115
$26K ﹤0.01%
605
-2,591
1116
$26K ﹤0.01%
3,540
+3,431
1117
$26K ﹤0.01%
+2,966
1118
$26K ﹤0.01%
+2,366
1119
$26K ﹤0.01%
+2,000
1120
$25K ﹤0.01%
+201
1121
$25K ﹤0.01%
+2,938
1122
$25K ﹤0.01%
5,122
+4,694
1123
$25K ﹤0.01%
+1,034
1124
$25K ﹤0.01%
1,162
-826
1125
$25K ﹤0.01%
2,041
-232