Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$105K ﹤0.01%
10,328
-13,531
1077
$105K ﹤0.01%
6,368
+6,137
1078
$105K ﹤0.01%
10,175
-5,456
1079
$105K ﹤0.01%
6,639
-917
1080
$105K ﹤0.01%
2,165
-36,870
1081
$105K ﹤0.01%
3,686
-9,085
1082
$105K ﹤0.01%
+1,680
1083
$105K ﹤0.01%
2,434
+1,729
1084
$105K ﹤0.01%
+3,527
1085
$105K ﹤0.01%
20,649
+8,098
1086
$105K ﹤0.01%
+3,319
1087
$104K ﹤0.01%
933
+36
1088
$104K ﹤0.01%
28,470
-12,286
1089
$103K ﹤0.01%
3,419
-1,376
1090
$103K ﹤0.01%
21,556
-113,259
1091
$103K ﹤0.01%
104,816
-12,839
1092
$103K ﹤0.01%
2,646
+1,734
1093
$103K ﹤0.01%
44,130
+22,748
1094
$102K ﹤0.01%
3,261
+234
1095
$102K ﹤0.01%
9,587
+5,072
1096
$101K ﹤0.01%
3,475
-1,459
1097
$101K ﹤0.01%
+12,035
1098
$101K ﹤0.01%
25,108
+18,610
1099
$100K ﹤0.01%
7,240
-10,185
1100
$100K ﹤0.01%
+121,487