Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.21B
AUM Growth
+$122M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,807
New
Increased
Reduced
Closed

Top Buys

1 +$45.7M
2 +$45.2M
3 +$34.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$33.2M
5
C icon
Citigroup
C
+$32.7M

Top Sells

1 +$164M
2 +$111M
3 +$77.7M
4
META icon
Meta Platforms (Facebook)
META
+$60.9M
5
PG icon
Procter & Gamble
PG
+$38.8M

Sector Composition

1 Technology 21.73%
2 Consumer Discretionary 10.23%
3 Healthcare 8.81%
4 Industrials 7.59%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$81K ﹤0.01%
3,272
+3,089
1077
$81K ﹤0.01%
40,947
+16,715
1078
$81K ﹤0.01%
3,070
+1,390
1079
$81K ﹤0.01%
5,534
-2,956
1080
$81K ﹤0.01%
+758
1081
$80K ﹤0.01%
12,627
-25,259
1082
$80K ﹤0.01%
6,745
+4,849
1083
$79K ﹤0.01%
+2,512
1084
$79K ﹤0.01%
7,180
+3,180
1085
$79K ﹤0.01%
+1,320
1086
$79K ﹤0.01%
+3,265
1087
$79K ﹤0.01%
+201
1088
$79K ﹤0.01%
834
+207
1089
$78K ﹤0.01%
3,380
+1,512
1090
$78K ﹤0.01%
5,794
+1,143
1091
$77K ﹤0.01%
+1,770
1092
$77K ﹤0.01%
+1,740
1093
$77K ﹤0.01%
3,659
+2,645
1094
$76K ﹤0.01%
+2,465
1095
$76K ﹤0.01%
+998
1096
$75K ﹤0.01%
14,043
+10,248
1097
$75K ﹤0.01%
12,279
+555
1098
$75K ﹤0.01%
+5,978
1099
$75K ﹤0.01%
1,619
-930
1100
$75K ﹤0.01%
12,089
+11,501