Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$313K ﹤0.01%
8,533
+166
1077
$313K ﹤0.01%
6,707
1078
$313K ﹤0.01%
7,575
-423
1079
$312K ﹤0.01%
29,474
+300
1080
$312K ﹤0.01%
4,173
+300
1081
$312K ﹤0.01%
25,880
-1,410
1082
$310K ﹤0.01%
82,031
1083
$310K ﹤0.01%
14,514
+1,197
1084
$309K ﹤0.01%
2,056
1085
$309K ﹤0.01%
4,090
-100
1086
$308K ﹤0.01%
3,139
1087
$306K ﹤0.01%
15,328
1088
$305K ﹤0.01%
3,322
1089
$305K ﹤0.01%
27,169
1090
$304K ﹤0.01%
6,051
1091
$303K ﹤0.01%
13,521
-300
1092
$303K ﹤0.01%
1,610
1093
$303K ﹤0.01%
5,593
+400
1094
$302K ﹤0.01%
32,965
1095
$301K ﹤0.01%
2,346
1096
$300K ﹤0.01%
46,508
1097
$299K ﹤0.01%
20,687
1098
$298K ﹤0.01%
8,308
-510
1099
$295K ﹤0.01%
11,642
-500
1100
$295K ﹤0.01%
21,693