Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$319K ﹤0.01%
108,283
+45,857
1077
$319K ﹤0.01%
+20,433
1078
$318K ﹤0.01%
38,904
-43,962
1079
$317K ﹤0.01%
+4,190
1080
$316K ﹤0.01%
+8,818
1081
$315K ﹤0.01%
8,367
+7,437
1082
$315K ﹤0.01%
14,902
+8,946
1083
$314K ﹤0.01%
46,508
-19,031
1084
$314K ﹤0.01%
+23,116
1085
$314K ﹤0.01%
11,706
-2,278
1086
$313K ﹤0.01%
4,291
-4,720
1087
$312K ﹤0.01%
+11,610
1088
$312K ﹤0.01%
+18,215
1089
$312K ﹤0.01%
3,139
+1,272
1090
$312K ﹤0.01%
21,812
-29,244
1091
$310K ﹤0.01%
6,051
+3,517
1092
$309K ﹤0.01%
82,031
-59,240
1093
$309K ﹤0.01%
15,328
+13,327
1094
$307K ﹤0.01%
22,093
+15,818
1095
$307K ﹤0.01%
6,707
-11,735
1096
$306K ﹤0.01%
+15,658
1097
$306K ﹤0.01%
+23,825
1098
$306K ﹤0.01%
5,077
-40,254
1099
$306K ﹤0.01%
12,596
+3,248
1100
$306K ﹤0.01%
19,133
+18,733