Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$73K ﹤0.01%
6,503
+2,529
1077
$73K ﹤0.01%
2,966
+2,707
1078
$73K ﹤0.01%
+5,996
1079
$73K ﹤0.01%
16,080
+326
1080
$72K ﹤0.01%
2,382
+616
1081
$72K ﹤0.01%
6,720
-32,040
1082
$72K ﹤0.01%
58,740
+49,366
1083
0
1084
$71K ﹤0.01%
+18,754
1085
$71K ﹤0.01%
1,383
-3,958
1086
$71K ﹤0.01%
6,626
-50,194
1087
$71K ﹤0.01%
445
-122
1088
$71K ﹤0.01%
+564
1089
$71K ﹤0.01%
8,384
+6,981
1090
$70K ﹤0.01%
+827
1091
$70K ﹤0.01%
+9,134
1092
$70K ﹤0.01%
+6,718
1093
$70K ﹤0.01%
20,467
+1,872
1094
$69K ﹤0.01%
1,551
+1,031
1095
$69K ﹤0.01%
942
-2,399
1096
$69K ﹤0.01%
3,828
-13,489
1097
$68K ﹤0.01%
12,122
-15,817
1098
$68K ﹤0.01%
1,565
+633
1099
$68K ﹤0.01%
+2,199
1100
$68K ﹤0.01%
+1,546