Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$46K ﹤0.01%
2,641
+2,128
1077
$46K ﹤0.01%
7,574
-1,943
1078
$46K ﹤0.01%
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1079
$46K ﹤0.01%
4,446
-28,710
1080
$46K ﹤0.01%
9,000
-27,455
1081
$45K ﹤0.01%
+5,625
1082
$45K ﹤0.01%
2,892
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1083
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$45K ﹤0.01%
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1086
$44K ﹤0.01%
2,233
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$44K ﹤0.01%
1,530
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$44K ﹤0.01%
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$44K ﹤0.01%
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$44K ﹤0.01%
1,485
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1092
$44K ﹤0.01%
473
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1093
$44K ﹤0.01%
2,696
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1094
$43K ﹤0.01%
+832
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$43K ﹤0.01%
1,454
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1096
$43K ﹤0.01%
10,871
-36,251
1097
$43K ﹤0.01%
+19,190
1098
$43K ﹤0.01%
+1,866
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$42K ﹤0.01%
1,723
-2,170
1100
$42K ﹤0.01%
1,245
-1,254