Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$47K ﹤0.01%
25,961
-21,014
1077
$47K ﹤0.01%
2,995
-3,465
1078
$47K ﹤0.01%
+344
1079
$47K ﹤0.01%
3,135
-6,267
1080
$47K ﹤0.01%
2,931
-23,972
1081
$47K ﹤0.01%
2,098
+1,183
1082
$46K ﹤0.01%
+1,466
1083
$46K ﹤0.01%
974
-2,672
1084
$46K ﹤0.01%
9,599
+6,951
1085
$45K ﹤0.01%
+18,623
1086
$45K ﹤0.01%
44,600
+32,423
1087
$45K ﹤0.01%
2,131
-308
1088
$45K ﹤0.01%
+1,566
1089
$45K ﹤0.01%
3,141
+950
1090
$45K ﹤0.01%
+11,676
1091
$44K ﹤0.01%
+1,331
1092
$44K ﹤0.01%
1,200
+737
1093
$44K ﹤0.01%
1,648
-4,498
1094
$44K ﹤0.01%
+6,666
1095
$44K ﹤0.01%
784
-1,538
1096
$43K ﹤0.01%
2,146
-4,423
1097
$43K ﹤0.01%
+108
1098
$43K ﹤0.01%
+1,746
1099
$43K ﹤0.01%
+3,083
1100
$43K ﹤0.01%
2,018
-5,075