Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$60K ﹤0.01%
5,026
-30,747
1077
$59K ﹤0.01%
3,756
-2,696
1078
$59K ﹤0.01%
5,345
-26,543
1079
$59K ﹤0.01%
+4,386
1080
$59K ﹤0.01%
654
+587
1081
$59K ﹤0.01%
+804
1082
$59K ﹤0.01%
526
-2,868
1083
$59K ﹤0.01%
2,184
+298
1084
$59K ﹤0.01%
+3,396
1085
$58K ﹤0.01%
+1,075
1086
$58K ﹤0.01%
1,037
-9,047
1087
$58K ﹤0.01%
+4,841
1088
$58K ﹤0.01%
+1,498
1089
$58K ﹤0.01%
+3,198
1090
$57K ﹤0.01%
+2,431
1091
$57K ﹤0.01%
+1,341
1092
$57K ﹤0.01%
4,020
-232
1093
$57K ﹤0.01%
+9,169
1094
$57K ﹤0.01%
+12,543
1095
$57K ﹤0.01%
+2,595
1096
$56K ﹤0.01%
+616
1097
$56K ﹤0.01%
+13,214
1098
$56K ﹤0.01%
2,486
-221
1099
$55K ﹤0.01%
+1,277
1100
$55K ﹤0.01%
+660