Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$791M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,551
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$18.1M
3 +$14.9M
4
BIIB icon
Biogen
BIIB
+$13.7M
5
V icon
Visa
V
+$13.3M

Top Sells

1 +$37.4M
2 +$20.1M
3 +$15.8M
4
C icon
Citigroup
C
+$13.9M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$12.9M

Sector Composition

1 Communication Services 12.51%
2 Healthcare 12.38%
3 Technology 12.22%
4 Consumer Discretionary 8.59%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1076
$27K ﹤0.01%
+660
1077
$27K ﹤0.01%
585
-367
1078
$26K ﹤0.01%
15,487
+2,208
1079
$26K ﹤0.01%
509
+494
1080
$26K ﹤0.01%
1,430
+249
1081
$26K ﹤0.01%
4,230
+3,655
1082
$26K ﹤0.01%
+726
1083
$25K ﹤0.01%
249
-376
1084
$25K ﹤0.01%
+883
1085
$25K ﹤0.01%
876
+834
1086
$25K ﹤0.01%
+959
1087
$25K ﹤0.01%
+1,140
1088
$25K ﹤0.01%
4,931
+2,113
1089
$25K ﹤0.01%
+79
1090
$25K ﹤0.01%
384
+53
1091
$25K ﹤0.01%
+1,302
1092
$24K ﹤0.01%
7,110
+1,249
1093
$24K ﹤0.01%
+449
1094
$24K ﹤0.01%
1,025
-18,993
1095
$24K ﹤0.01%
9,484
-49,064
1096
$24K ﹤0.01%
+580
1097
$24K ﹤0.01%
+900
1098
$24K ﹤0.01%
389
-762
1099
$24K ﹤0.01%
1,536
-2,020
1100
$24K ﹤0.01%
1,981
-1,068