Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1051
$143K ﹤0.01%
14,119
-2,353
1052
$143K ﹤0.01%
1,636
-1,899
1053
$143K ﹤0.01%
764
-1,605
1054
$143K ﹤0.01%
+65,894
1055
$143K ﹤0.01%
55,707
+35,322
1056
$142K ﹤0.01%
+4,359
1057
$142K ﹤0.01%
+464
1058
$141K ﹤0.01%
15,335
+8,441
1059
$141K ﹤0.01%
1,450
+1,262
1060
$141K ﹤0.01%
+29,342
1061
$141K ﹤0.01%
51,069
-76,628
1062
$141K ﹤0.01%
35,582
-59,512
1063
$140K ﹤0.01%
+48,279
1064
$139K ﹤0.01%
+2,083
1065
$138K ﹤0.01%
12,627
-7,098
1066
$137K ﹤0.01%
4,516
-38,840
1067
$136K ﹤0.01%
83,150
-47,731
1068
$136K ﹤0.01%
15,317
+2,427
1069
$136K ﹤0.01%
37,288
+20,697
1070
$136K ﹤0.01%
+2,724
1071
$135K ﹤0.01%
15,199
+11,680
1072
$135K ﹤0.01%
+3,327
1073
$134K ﹤0.01%
115,011
+114,898
1074
$134K ﹤0.01%
32,921
-11,085
1075
$134K ﹤0.01%
4,585
+1,159