Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1051
$150K ﹤0.01%
+3,944
1052
$150K ﹤0.01%
22,015
+17,435
1053
$150K ﹤0.01%
+5,029
1054
$149K ﹤0.01%
24,731
-77,957
1055
$149K ﹤0.01%
+6,200
1056
$148K ﹤0.01%
+81,022
1057
$146K ﹤0.01%
+5,896
1058
$146K ﹤0.01%
+7,601
1059
$146K ﹤0.01%
+410
1060
$145K ﹤0.01%
68,311
+41,181
1061
$145K ﹤0.01%
5,581
-819
1062
$145K ﹤0.01%
540
-2,912
1063
$145K ﹤0.01%
+2,445
1064
$144K ﹤0.01%
298
+254
1065
$144K ﹤0.01%
3,216
+2,925
1066
$143K ﹤0.01%
7,374
-7,531
1067
$143K ﹤0.01%
15,823
+13,395
1068
$143K ﹤0.01%
+60,921
1069
$143K ﹤0.01%
4,565
+4,268
1070
$142K ﹤0.01%
5,579
-118,259
1071
$141K ﹤0.01%
74,230
+66,125
1072
$141K ﹤0.01%
+3,315
1073
$141K ﹤0.01%
2,399
+1,742
1074
$140K ﹤0.01%
41,306
+19,277
1075
$140K ﹤0.01%
52,737
+5,040