Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.35B
AUM Growth
+$144M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,710
New
Increased
Reduced
Closed

Top Buys

1 +$60M
2 +$58.5M
3 +$52.5M
4
PYPL icon
PayPal
PYPL
+$40.9M
5
NFLX icon
Netflix
NFLX
+$29.7M

Top Sells

1 +$48.7M
2 +$45.2M
3 +$40.6M
4
OIH icon
VanEck Oil Services ETF
OIH
+$34.2M
5
ENPH icon
Enphase Energy
ENPH
+$27.2M

Sector Composition

1 Technology 21.17%
2 Healthcare 10.88%
3 Consumer Discretionary 10.73%
4 Communication Services 10.55%
5 Financials 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1051
$98K ﹤0.01%
9,873
+7,685
1052
$98K ﹤0.01%
+9,541
1053
$98K ﹤0.01%
2,806
+685
1054
$98K ﹤0.01%
18,437
-521
1055
$97K ﹤0.01%
4,572
+1,011
1056
$97K ﹤0.01%
12,159
-22,768
1057
$97K ﹤0.01%
12,015
+628
1058
$97K ﹤0.01%
+2,248
1059
$97K ﹤0.01%
+2,403
1060
$97K ﹤0.01%
+5,383
1061
$96K ﹤0.01%
57,592
+16,645
1062
$96K ﹤0.01%
1,707
-5,543
1063
$96K ﹤0.01%
7,993
+3,234
1064
$95K ﹤0.01%
26,581
+2,033
1065
$95K ﹤0.01%
33,747
-51,441
1066
$94K ﹤0.01%
+5,912
1067
$94K ﹤0.01%
1,669
-6,906
1068
$94K ﹤0.01%
+943
1069
$93K ﹤0.01%
5,646
-26,795
1070
$93K ﹤0.01%
10,032
+437
1071
$93K ﹤0.01%
8,398
-40,296
1072
$93K ﹤0.01%
18,990
+8,544
1073
$93K ﹤0.01%
6,751
+1,724
1074
$92K ﹤0.01%
23,915
+10,207
1075
$92K ﹤0.01%
+3,292