Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1051
$126K ﹤0.01%
31,545
-5,671
1052
$126K ﹤0.01%
430
-167
1053
$125K ﹤0.01%
11,861
+4,954
1054
$125K ﹤0.01%
5,481
-2,079
1055
$125K ﹤0.01%
900
1056
$124K ﹤0.01%
1,578
+1,175
1057
$123K ﹤0.01%
3,210
-165,896
1058
$123K ﹤0.01%
8,226
+875
1059
$122K ﹤0.01%
55,314
-64,014
1060
$122K ﹤0.01%
+2,277
1061
$121K ﹤0.01%
30,904
+21,163
1062
$121K ﹤0.01%
+3,689
1063
$121K ﹤0.01%
32,148
+26,733
1064
$120K ﹤0.01%
34,397
+33,661
1065
$120K ﹤0.01%
5,448
-4,422
1066
$119K ﹤0.01%
4,779
+3,294
1067
$119K ﹤0.01%
+9,585
1068
$118K ﹤0.01%
22,437
-293
1069
$117K ﹤0.01%
361
+195
1070
$117K ﹤0.01%
16,032
-1,052
1071
$117K ﹤0.01%
+6,686
1072
$117K ﹤0.01%
5,330
+2,676
1073
$116K ﹤0.01%
15,895
+12,731
1074
$116K ﹤0.01%
+2,707
1075
$116K ﹤0.01%
+589