Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1051
$128K ﹤0.01%
+7,351
1052
$127K ﹤0.01%
43,626
-64,265
1053
$127K ﹤0.01%
5,212
-15,064
1054
$127K ﹤0.01%
2,654
+2,617
1055
$127K ﹤0.01%
5,003
+4,493
1056
$127K ﹤0.01%
10,196
+4,066
1057
$126K ﹤0.01%
19,297
-11,990
1058
$124K ﹤0.01%
31,249
-106,492
1059
$124K ﹤0.01%
10,256
-78,944
1060
$124K ﹤0.01%
+5,183
1061
$124K ﹤0.01%
+1,102
1062
$123K ﹤0.01%
12,256
-30,292
1063
$123K ﹤0.01%
15,256
-1,990
1064
$123K ﹤0.01%
+54,927
1065
$122K ﹤0.01%
18,681
+12,606
1066
$122K ﹤0.01%
+1,884
1067
$121K ﹤0.01%
16,197
-13,587
1068
$121K ﹤0.01%
+1,393
1069
$121K ﹤0.01%
24,499
+22,455
1070
$120K ﹤0.01%
+8,954
1071
$120K ﹤0.01%
6,224
+2,764
1072
$120K ﹤0.01%
16,523
+6,936
1073
$120K ﹤0.01%
3,025
-10,772
1074
$119K ﹤0.01%
5,010
-94,149
1075
$119K ﹤0.01%
501
-1,011