Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1051
$331K ﹤0.01%
12,541
-4,409
1052
$331K ﹤0.01%
76,714
+28,212
1053
$330K ﹤0.01%
+2,359
1054
$330K ﹤0.01%
5,688
-16,511
1055
$330K ﹤0.01%
+5,368
1056
$330K ﹤0.01%
2,406
-2,323
1057
$330K ﹤0.01%
35,856
+29,319
1058
$330K ﹤0.01%
+39,177
1059
$329K ﹤0.01%
+6,776
1060
$328K ﹤0.01%
456
+301
1061
$328K ﹤0.01%
+21,102
1062
$327K ﹤0.01%
518
-1,351
1063
$327K ﹤0.01%
43,666
+2,699
1064
$326K ﹤0.01%
1,376
-2,468
1065
$325K ﹤0.01%
1,666
-1,081
1066
$324K ﹤0.01%
3,908
-8,127
1067
$324K ﹤0.01%
71,735
-95,484
1068
$323K ﹤0.01%
70,413
+44,739
1069
$323K ﹤0.01%
+5,401
1070
$322K ﹤0.01%
+16,999
1071
$322K ﹤0.01%
17,337
+13,627
1072
$322K ﹤0.01%
3,758
-515
1073
$321K ﹤0.01%
6,057
+4,493
1074
$321K ﹤0.01%
+6,300
1075
$319K ﹤0.01%
214
+159