Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1051
$218K ﹤0.01%
26,571
+11,070
1052
$217K ﹤0.01%
65,836
-70,442
1053
$216K ﹤0.01%
+6,901
1054
$216K ﹤0.01%
5,406
-3,152
1055
$216K ﹤0.01%
5,899
-2,679
1056
$216K ﹤0.01%
21,704
-11,997
1057
$215K ﹤0.01%
6,636
-9,827
1058
$214K ﹤0.01%
16,350
+15,113
1059
$214K ﹤0.01%
12,155
-169
1060
$214K ﹤0.01%
+52,219
1061
$213K ﹤0.01%
+14,094
1062
$212K ﹤0.01%
15,492
-1,307
1063
$212K ﹤0.01%
1,809
+1,709
1064
$211K ﹤0.01%
+10,936
1065
$211K ﹤0.01%
+19,629
1066
$210K ﹤0.01%
30,631
+30,601
1067
$210K ﹤0.01%
+2,188
1068
$210K ﹤0.01%
+1,830
1069
$210K ﹤0.01%
+15,198
1070
$209K ﹤0.01%
2,251
+51
1071
$209K ﹤0.01%
4,184
+2,777
1072
$209K ﹤0.01%
4,713
-2,668
1073
$209K ﹤0.01%
2,371
-9,596
1074
$209K ﹤0.01%
+22,483
1075
$207K ﹤0.01%
+14,247