Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1051
$87K ﹤0.01%
2,403
-8,790
1052
$87K ﹤0.01%
38,163
-6,619
1053
$87K ﹤0.01%
10,059
+5,351
1054
$86K ﹤0.01%
+1,000
1055
$86K ﹤0.01%
11,963
+11,342
1056
$86K ﹤0.01%
+987
1057
$86K ﹤0.01%
6,775
-1,503
1058
$86K ﹤0.01%
+4,287
1059
$86K ﹤0.01%
1,369
+88
1060
$85K ﹤0.01%
+1,570
1061
$85K ﹤0.01%
2,098
+1,074
1062
$85K ﹤0.01%
7,515
+214
1063
$84K ﹤0.01%
10,686
+9,973
1064
$84K ﹤0.01%
955
+128
1065
$84K ﹤0.01%
9,857
+6,796
1066
$84K ﹤0.01%
1,988
-7,748
1067
$84K ﹤0.01%
+272
1068
$83K ﹤0.01%
18,687
-49,187
1069
$83K ﹤0.01%
+6,053
1070
$83K ﹤0.01%
+5,074
1071
$83K ﹤0.01%
19,669
-3,707
1072
$82K ﹤0.01%
+1,063
1073
$82K ﹤0.01%
+1,621
1074
$82K ﹤0.01%
4,600
-10,148
1075
$82K ﹤0.01%
9,237
-1,407