Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1051
$51K ﹤0.01%
+1,000
1052
$51K ﹤0.01%
14,521
+5,330
1053
$50K ﹤0.01%
969
+885
1054
$50K ﹤0.01%
13,154
-15,381
1055
$50K ﹤0.01%
+3,150
1056
$50K ﹤0.01%
8,634
+1,642
1057
$50K ﹤0.01%
1,561
-663
1058
$50K ﹤0.01%
4,309
-23,354
1059
$49K ﹤0.01%
+2,113
1060
$48K ﹤0.01%
174
-6,098
1061
$48K ﹤0.01%
+2,200
1062
$48K ﹤0.01%
6,951
-9,480
1063
$48K ﹤0.01%
1,252
+446
1064
$48K ﹤0.01%
659
+453
1065
$48K ﹤0.01%
+1,319
1066
$47K ﹤0.01%
+989
1067
$47K ﹤0.01%
+2,308
1068
$47K ﹤0.01%
+1,518
1069
$47K ﹤0.01%
1,214
+1,209
1070
$46K ﹤0.01%
+2,965
1071
$46K ﹤0.01%
+872
1072
$46K ﹤0.01%
+2,736
1073
$46K ﹤0.01%
+1,266
1074
$46K ﹤0.01%
+1,262
1075
$46K ﹤0.01%
+3,583