Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1051
$53K ﹤0.01%
+668
1052
$53K ﹤0.01%
10,134
+2,650
1053
$52K ﹤0.01%
3,048
-3,650
1054
$51K ﹤0.01%
844
+574
1055
$51K ﹤0.01%
6,661
+1,947
1056
$51K ﹤0.01%
+3,568
1057
$51K ﹤0.01%
+5,196
1058
$51K ﹤0.01%
+1,382
1059
$50K ﹤0.01%
+878
1060
$50K ﹤0.01%
3,668
-11,047
1061
$50K ﹤0.01%
12,488
+11,643
1062
$50K ﹤0.01%
851
+817
1063
$49K ﹤0.01%
+2,231
1064
$49K ﹤0.01%
1,316
-631
1065
$49K ﹤0.01%
+2
1066
$49K ﹤0.01%
4,467
+1,453
1067
$49K ﹤0.01%
+701
1068
$49K ﹤0.01%
+1,400
1069
$49K ﹤0.01%
+675
1070
$49K ﹤0.01%
1,751
+535
1071
$49K ﹤0.01%
+2,480
1072
$48K ﹤0.01%
7,135
+4,285
1073
$48K ﹤0.01%
1,200
+899
1074
$48K ﹤0.01%
4,619
-13,491
1075
$48K ﹤0.01%
6,926
-18,336