Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1051
$93K ﹤0.01%
14,057
-22,711
1052
$93K ﹤0.01%
1,721
+626
1053
$93K ﹤0.01%
1,784
-411
1054
$93K ﹤0.01%
+542
1055
$93K ﹤0.01%
3,711
+2,332
1056
$92K ﹤0.01%
+1,549
1057
$91K ﹤0.01%
2,813
+1,513
1058
$90K ﹤0.01%
+3,870
1059
$90K ﹤0.01%
+3,054
1060
$90K ﹤0.01%
1,151
-11,157
1061
$90K ﹤0.01%
+1,360
1062
$90K ﹤0.01%
16,301
-27,364
1063
$90K ﹤0.01%
+465
1064
$90K ﹤0.01%
+6,659
1065
$89K ﹤0.01%
20,453
+696
1066
$89K ﹤0.01%
6,696
-477
1067
$88K ﹤0.01%
+2,247
1068
$87K ﹤0.01%
+4,293
1069
$86K ﹤0.01%
4,806
+4,500
1070
$86K ﹤0.01%
998
-3,067
1071
$86K ﹤0.01%
+756
1072
$86K ﹤0.01%
2,890
-5,830
1073
$85K ﹤0.01%
+384
1074
$85K ﹤0.01%
+2,995
1075
$84K ﹤0.01%
1,752
-2,959