Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.43B
AUM Growth
-$206M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,516
New
Increased
Reduced
Closed

Top Buys

1 +$29.2M
2 +$19.6M
3 +$17.3M
4
AGN
Allergan plc
AGN
+$16.7M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$14.4M

Top Sells

1 +$86.4M
2 +$58.6M
3 +$49.6M
4
AAPL icon
Apple
AAPL
+$48.8M
5
NTES icon
NetEase
NTES
+$32.4M

Sector Composition

1 Consumer Discretionary 18.31%
2 Technology 17.31%
3 Healthcare 11.47%
4 Communication Services 11.25%
5 Industrials 9.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1051
$77K ﹤0.01%
+4,252
1052
$77K ﹤0.01%
799
+779
1053
$77K ﹤0.01%
6,048
+4,536
1054
$76K ﹤0.01%
+8,609
1055
$76K ﹤0.01%
24,540
-58,663
1056
$76K ﹤0.01%
1,527
+1,036
1057
$75K ﹤0.01%
+7,716
1058
$75K ﹤0.01%
+1,578
1059
$75K ﹤0.01%
9,870
-4,531
1060
$74K ﹤0.01%
+1,066
1061
$74K ﹤0.01%
2,966
-13,619
1062
$73K ﹤0.01%
+3,914
1063
$73K ﹤0.01%
+1,486
1064
$73K ﹤0.01%
5,093
+4,721
1065
$73K ﹤0.01%
+4,475
1066
$73K ﹤0.01%
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1067
$73K ﹤0.01%
+810
1068
$72K ﹤0.01%
718
-556
1069
$72K ﹤0.01%
+30,044
1070
$72K ﹤0.01%
5,178
+3,572
1071
$72K ﹤0.01%
2,530
-20,899
1072
$72K ﹤0.01%
1,030
-611
1073
$72K ﹤0.01%
32,610
+14,824
1074
$71K ﹤0.01%
11,064
+9,926
1075
$71K ﹤0.01%
+1,352