Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$646M
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,493
New
Increased
Reduced
Closed

Top Buys

1 +$27.5M
2 +$16.3M
3 +$13.9M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.4M
5
GILD icon
Gilead Sciences
GILD
+$10.4M

Top Sells

1 +$95.3M
2 +$21.1M
3 +$20M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$12.1M

Sector Composition

1 Healthcare 13.63%
2 Communication Services 9.81%
3 Consumer Discretionary 9.7%
4 Technology 9.67%
5 Financials 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1051
$36K ﹤0.01%
13,331
+5,061
1052
$36K ﹤0.01%
+2,583
1053
$36K ﹤0.01%
4,710
+4,026
1054
$36K ﹤0.01%
+192
1055
$36K ﹤0.01%
54
+39
1056
$36K ﹤0.01%
+14,834
1057
$36K ﹤0.01%
514
-835
1058
$36K ﹤0.01%
816
-3,133
1059
$36K ﹤0.01%
2,839
+1,866
1060
$35K ﹤0.01%
+2,100
1061
$35K ﹤0.01%
+1,125
1062
$35K ﹤0.01%
1,225
-417
1063
$35K ﹤0.01%
+786
1064
$34K ﹤0.01%
1,307
+854
1065
$34K ﹤0.01%
896
+239
1066
$34K ﹤0.01%
+4,160
1067
$34K ﹤0.01%
+1,369
1068
$34K ﹤0.01%
605
+440
1069
$34K ﹤0.01%
+1,771
1070
$34K ﹤0.01%
+3,103
1071
$34K ﹤0.01%
53
-43
1072
$34K ﹤0.01%
+7,810
1073
$34K ﹤0.01%
583
-1,880
1074
$34K ﹤0.01%
4,019
+3,038
1075
$34K ﹤0.01%
+1,331