Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$165K ﹤0.01%
6,934
-4,360
1027
$165K ﹤0.01%
40,742
-26,257
1028
$164K ﹤0.01%
+1,088
1029
$164K ﹤0.01%
+4,060
1030
$164K ﹤0.01%
+572
1031
$163K ﹤0.01%
+46,766
1032
$162K ﹤0.01%
121,984
+120,356
1033
$161K ﹤0.01%
25,116
+14,310
1034
$161K ﹤0.01%
6,032
+2,794
1035
$161K ﹤0.01%
2,347
+1,577
1036
$158K ﹤0.01%
33,559
-1,503
1037
$157K ﹤0.01%
+697
1038
$157K ﹤0.01%
+3,085
1039
$155K ﹤0.01%
9,270
+4,638
1040
$155K ﹤0.01%
57,623
+18,776
1041
$155K ﹤0.01%
+1,683
1042
$155K ﹤0.01%
44,686
+24,380
1043
$154K ﹤0.01%
+17,563
1044
$154K ﹤0.01%
14,464
-100
1045
$153K ﹤0.01%
10,484
+7,683
1046
$152K ﹤0.01%
+3,513
1047
$152K ﹤0.01%
12,103
+7,646
1048
$151K ﹤0.01%
20,373
-59,709
1049
$151K ﹤0.01%
58,151
+51,151
1050
$150K ﹤0.01%
29,433
+3,603