Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.43B
AUM Growth
+$219M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,539
New
Increased
Reduced
Closed

Top Buys

1 +$93.9M
2 +$89.5M
3 +$66.7M
4
INTC icon
Intel
INTC
+$60.2M
5
META icon
Meta Platforms (Facebook)
META
+$52.5M

Top Sells

1 +$146M
2 +$109M
3 +$81.8M
4
DIS icon
Walt Disney
DIS
+$80.2M
5
C icon
Citigroup
C
+$55.3M

Sector Composition

1 Technology 19.03%
2 Healthcare 13.86%
3 Consumer Discretionary 12.44%
4 Industrials 8.48%
5 Communication Services 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$176K ﹤0.01%
18,229
-38,599
1027
$175K ﹤0.01%
+29,132
1028
$175K ﹤0.01%
15,877
-37,362
1029
$175K ﹤0.01%
+6,164
1030
$174K ﹤0.01%
4,596
+2,623
1031
$173K ﹤0.01%
45,697
+24,783
1032
$173K ﹤0.01%
15,264
+13,255
1033
$173K ﹤0.01%
+758
1034
$173K ﹤0.01%
1,972
+1,645
1035
$172K ﹤0.01%
+1,526
1036
$172K ﹤0.01%
4,125
+253
1037
$172K ﹤0.01%
1,285
+80
1038
$172K ﹤0.01%
11,720
+10,804
1039
$171K ﹤0.01%
25,197
-17,543
1040
$171K ﹤0.01%
+12,963
1041
$171K ﹤0.01%
3,977
-24,410
1042
$169K ﹤0.01%
77,871
-24,408
1043
$169K ﹤0.01%
40,105
+7,971
1044
$168K ﹤0.01%
+7,257
1045
$167K ﹤0.01%
+64,038
1046
$167K ﹤0.01%
21,614
+14,263
1047
$167K ﹤0.01%
12,029
-41,482
1048
$167K ﹤0.01%
3,346
+1,683
1049
$166K ﹤0.01%
+798
1050
$166K ﹤0.01%
3,807
-1,378