Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$161K ﹤0.01%
2,176
-7,047
1027
$160K ﹤0.01%
+31,824
1028
$160K ﹤0.01%
+7,918
1029
$159K ﹤0.01%
48,068
+11,172
1030
$159K ﹤0.01%
11,070
+2,542
1031
$159K ﹤0.01%
+520
1032
$159K ﹤0.01%
1,712
-2,712
1033
$159K ﹤0.01%
35,792
+29,296
1034
$159K ﹤0.01%
2,828
+1,093
1035
$159K ﹤0.01%
14,103
+321
1036
$158K ﹤0.01%
+17,070
1037
$157K ﹤0.01%
+3,872
1038
$157K ﹤0.01%
1,429
-13,813
1039
$157K ﹤0.01%
44,107
-24,470
1040
$157K ﹤0.01%
8,958
+4,950
1041
$156K ﹤0.01%
8,834
+3,221
1042
$155K ﹤0.01%
+2,550
1043
$155K ﹤0.01%
1,275
-11,189
1044
$155K ﹤0.01%
111,116
+26,476
1045
$155K ﹤0.01%
+10,162
1046
$155K ﹤0.01%
3,570
+3,446
1047
$154K ﹤0.01%
56,458
+11,247
1048
$154K ﹤0.01%
+14,005
1049
$153K ﹤0.01%
1,973
-2,155
1050
$153K ﹤0.01%
+3,664