Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$342K ﹤0.01%
76,714
1027
$340K ﹤0.01%
9,271
1028
$339K ﹤0.01%
31,432
+107
1029
$339K ﹤0.01%
6,357
+52
1030
$338K ﹤0.01%
9,881
+1,397
1031
$338K ﹤0.01%
2,297
1032
$337K ﹤0.01%
10,266
-110,466
1033
$337K ﹤0.01%
5,756
+355
1034
$336K ﹤0.01%
12,440
-101
1035
$335K ﹤0.01%
8,045
-4,200
1036
$335K ﹤0.01%
10,379
-3
1037
$335K ﹤0.01%
37,477
1038
$335K ﹤0.01%
8,666
+1,949
1039
$335K ﹤0.01%
33,352
1040
$334K ﹤0.01%
5,228
+2
1041
$334K ﹤0.01%
3,300
1042
$332K ﹤0.01%
2,406
1043
$331K ﹤0.01%
2,359
1044
$331K ﹤0.01%
1,666
1045
$331K ﹤0.01%
4,955
1046
$330K ﹤0.01%
6,134
1047
$330K ﹤0.01%
453
-3
1048
$330K ﹤0.01%
518
1049
$330K ﹤0.01%
13,260
+664
1050
$329K ﹤0.01%
19,571
+2,753