Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$346K ﹤0.01%
22,637
+18,178
1027
$344K ﹤0.01%
+13,505
1028
$344K ﹤0.01%
+3,454
1029
$343K ﹤0.01%
52,970
-72,872
1030
$339K ﹤0.01%
1,833
-1,462
1031
$339K ﹤0.01%
51,372
+46,173
1032
$338K ﹤0.01%
+3,750
1033
$337K ﹤0.01%
+29,212
1034
$337K ﹤0.01%
3,300
-1,507
1035
$336K ﹤0.01%
37,477
-7,821
1036
$336K ﹤0.01%
33,352
+18,968
1037
$335K ﹤0.01%
+2,567
1038
$335K ﹤0.01%
31,325
+27,363
1039
$335K ﹤0.01%
+6,305
1040
$334K ﹤0.01%
+10,430
1041
$334K ﹤0.01%
19,659
+6,498
1042
$334K ﹤0.01%
27,290
+5,685
1043
$334K ﹤0.01%
7,998
+2,354
1044
$333K ﹤0.01%
8,542
-10,835
1045
$333K ﹤0.01%
+2,297
1046
$333K ﹤0.01%
10,382
+2,758
1047
$333K ﹤0.01%
+9,271
1048
$333K ﹤0.01%
1,068
-2,143
1049
$332K ﹤0.01%
5,226
+3,012
1050
$331K ﹤0.01%
+6,134