Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$230K ﹤0.01%
+90,425
1027
$229K ﹤0.01%
+11,305
1028
$228K ﹤0.01%
13,494
-81,787
1029
$228K ﹤0.01%
+10,792
1030
$228K ﹤0.01%
+8,948
1031
$227K ﹤0.01%
9,597
-1,150
1032
$227K ﹤0.01%
6,687
+5,421
1033
$227K ﹤0.01%
15,728
+19
1034
$226K ﹤0.01%
+1,478
1035
$226K ﹤0.01%
5,872
+2,223
1036
$226K ﹤0.01%
890
-16,924
1037
$226K ﹤0.01%
13,876
+11,950
1038
$225K ﹤0.01%
11,435
+7,962
1039
$225K ﹤0.01%
+4,600
1040
$225K ﹤0.01%
+4,303
1041
$225K ﹤0.01%
+17,007
1042
$224K ﹤0.01%
3,836
+598
1043
$223K ﹤0.01%
915
+499
1044
$223K ﹤0.01%
+25,544
1045
$222K ﹤0.01%
31,881
+14,527
1046
$222K ﹤0.01%
2,152
-6,345
1047
$222K ﹤0.01%
+10,825
1048
$222K ﹤0.01%
9,492
+8,030
1049
$220K ﹤0.01%
+23,902
1050
$219K ﹤0.01%
8,737
-154