Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$92K ﹤0.01%
+1,076
1027
$92K ﹤0.01%
7,318
-8,360
1028
$92K ﹤0.01%
5,079
+4,184
1029
$92K ﹤0.01%
3,916
+194
1030
$92K ﹤0.01%
+2,223
1031
$92K ﹤0.01%
+2,030
1032
$91K ﹤0.01%
+1,208
1033
$91K ﹤0.01%
+9,011
1034
$91K ﹤0.01%
12,425
+10,818
1035
$91K ﹤0.01%
+2,454
1036
$91K ﹤0.01%
9,422
-985
1037
$90K ﹤0.01%
306
-106
1038
$90K ﹤0.01%
8,315
-15,251
1039
$90K ﹤0.01%
11,417
-42,970
1040
$90K ﹤0.01%
60,557
+58,257
1041
$89K ﹤0.01%
+1,824
1042
$89K ﹤0.01%
2,028
-1,704
1043
$89K ﹤0.01%
1,021
+100
1044
$89K ﹤0.01%
+2,663
1045
$89K ﹤0.01%
+1,459
1046
$88K ﹤0.01%
+1,502
1047
$88K ﹤0.01%
12,548
+1,115
1048
$88K ﹤0.01%
+3,836
1049
$87K ﹤0.01%
1,300
+1,000
1050
$87K ﹤0.01%
+19,317