Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$65K ﹤0.01%
+1,722
1027
$65K ﹤0.01%
794
-2,540
1028
$65K ﹤0.01%
3,803
+678
1029
$65K ﹤0.01%
+500
1030
$64K ﹤0.01%
+2,575
1031
$64K ﹤0.01%
1,278
-16,617
1032
$64K ﹤0.01%
+1,166
1033
$64K ﹤0.01%
3,607
+3,303
1034
$64K ﹤0.01%
1,296
-11,609
1035
$64K ﹤0.01%
+1,094
1036
$64K ﹤0.01%
1,090
-326
1037
$64K ﹤0.01%
1,294
+486
1038
$63K ﹤0.01%
+1,072
1039
$63K ﹤0.01%
4,377
+655
1040
$63K ﹤0.01%
4,287
-6,247
1041
$62K ﹤0.01%
+279
1042
$62K ﹤0.01%
2,430
-5,080
1043
$62K ﹤0.01%
288
+102
1044
$62K ﹤0.01%
5,045
-40,102
1045
$62K ﹤0.01%
11,786
+9,566
1046
$61K ﹤0.01%
100
+89
1047
$61K ﹤0.01%
869
+339
1048
$61K ﹤0.01%
+1,483
1049
$61K ﹤0.01%
+687
1050
$61K ﹤0.01%
+1,030