Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$68K ﹤0.01%
5,184
+893
1027
$67K ﹤0.01%
2,465
+1,940
1028
$67K ﹤0.01%
571
+316
1029
$67K ﹤0.01%
1,935
+627
1030
$67K ﹤0.01%
+3,631
1031
$66K ﹤0.01%
2,898
-3,701
1032
$66K ﹤0.01%
+1,051
1033
$66K ﹤0.01%
+1,039
1034
$66K ﹤0.01%
545
-747
1035
$66K ﹤0.01%
485
-2,079
1036
$66K ﹤0.01%
50,825
+46,575
1037
$66K ﹤0.01%
+13,044
1038
$65K ﹤0.01%
8,109
-8,200
1039
$65K ﹤0.01%
3,413
-3,996
1040
$65K ﹤0.01%
+1,712
1041
$65K ﹤0.01%
1,158
+580
1042
$65K ﹤0.01%
+6,020
1043
$65K ﹤0.01%
3,628
+1,165
1044
$65K ﹤0.01%
10,487
-4,244
1045
$65K ﹤0.01%
+2,942
1046
$65K ﹤0.01%
31,391
-19,063
1047
$64K ﹤0.01%
+380
1048
$64K ﹤0.01%
+366
1049
$64K ﹤0.01%
+4,949
1050
$64K ﹤0.01%
+2,327