Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$638M
AUM Growth
-$63.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,505
New
Increased
Reduced
Closed

Top Sells

1 +$36.1M
2 +$17.9M
3 +$14.9M
4
DIS icon
Walt Disney
DIS
+$14.5M
5
BABA icon
Alibaba
BABA
+$13.3M

Sector Composition

1 Technology 15.08%
2 Communication Services 13.51%
3 Consumer Discretionary 9.68%
4 Healthcare 8.98%
5 Financials 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$27K ﹤0.01%
+1,066
1027
$27K ﹤0.01%
+1,645
1028
$27K ﹤0.01%
2,699
-4,391
1029
$27K ﹤0.01%
8,681
+2,673
1030
$26K ﹤0.01%
6,018
+2,509
1031
$26K ﹤0.01%
3,050
-5,958
1032
$26K ﹤0.01%
606
-3,330
1033
$26K ﹤0.01%
456
+374
1034
$26K ﹤0.01%
398
-1,599
1035
$26K ﹤0.01%
1,256
-674
1036
$26K ﹤0.01%
2,212
-22,104
1037
$26K ﹤0.01%
+2,674
1038
$26K ﹤0.01%
1,224
-2,044
1039
$26K ﹤0.01%
+14,800
1040
$26K ﹤0.01%
30
+26
1041
$26K ﹤0.01%
561
-2,047
1042
$26K ﹤0.01%
4,274
-42,063
1043
$25K ﹤0.01%
+1,714
1044
$25K ﹤0.01%
315
-620
1045
$25K ﹤0.01%
745
-516
1046
$25K ﹤0.01%
2,044
+672
1047
$25K ﹤0.01%
+1
1048
$25K ﹤0.01%
+1,150
1049
$25K ﹤0.01%
+742
1050
$25K ﹤0.01%
4,460
-4,376