Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$501M
AUM Growth
+$20.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,546
New
Increased
Reduced
Closed

Top Buys

1 +$41.4M
2 +$12.3M
3 +$9.89M
4
BABA icon
Alibaba
BABA
+$9.66M
5
INTC icon
Intel
INTC
+$9.11M

Top Sells

1 +$36.8M
2 +$31.2M
3 +$29M
4
AMZN icon
Amazon
AMZN
+$25.6M
5
BIDU icon
Baidu
BIDU
+$12.9M

Sector Composition

1 Communication Services 13.31%
2 Consumer Discretionary 13.07%
3 Healthcare 12.41%
4 Technology 11.91%
5 Financials 8.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1026
$26K ﹤0.01%
+735
1027
$26K ﹤0.01%
1,028
-13,681
1028
$26K ﹤0.01%
+1,631
1029
$26K ﹤0.01%
+15,091
1030
$26K ﹤0.01%
+591
1031
$26K ﹤0.01%
17,800
+531
1032
$25K ﹤0.01%
+41,729
1033
$25K ﹤0.01%
436
-1,120
1034
$25K ﹤0.01%
621
-204
1035
$25K ﹤0.01%
+1,100
1036
$25K ﹤0.01%
+551
1037
$25K ﹤0.01%
13,150
+11,950
1038
$25K ﹤0.01%
+656
1039
$25K ﹤0.01%
+670
1040
$25K ﹤0.01%
+1,413
1041
$24K ﹤0.01%
+975
1042
$24K ﹤0.01%
614
-7,960
1043
$24K ﹤0.01%
7,100
+4,874
1044
$24K ﹤0.01%
+358
1045
$24K ﹤0.01%
1,624
+1,124
1046
$24K ﹤0.01%
481
-930
1047
$24K ﹤0.01%
4,918
+1,275
1048
$24K ﹤0.01%
522
-1,219
1049
$24K ﹤0.01%
2,145
+1,589
1050
$24K ﹤0.01%
1,476
+1,375