Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$371K ﹤0.01%
+3,298
1002
$370K ﹤0.01%
38,883
-116,456
1003
$369K ﹤0.01%
19,885
-10,775
1004
$366K ﹤0.01%
3,751
+3,354
1005
$366K ﹤0.01%
2,117
+515
1006
$364K ﹤0.01%
+16,566
1007
$364K ﹤0.01%
26,402
+3,318
1008
$364K ﹤0.01%
1,559
-7,582
1009
$363K ﹤0.01%
4,856
+2,927
1010
$363K ﹤0.01%
+30,319
1011
$362K ﹤0.01%
290
+140
1012
$361K ﹤0.01%
+2,399
1013
$360K ﹤0.01%
21,990
-16,509
1014
$359K ﹤0.01%
11,012
+1,006
1015
$357K ﹤0.01%
15,564
+8,333
1016
$357K ﹤0.01%
1,363
+473
1017
$353K ﹤0.01%
4,662
+2,326
1018
$351K ﹤0.01%
+20,197
1019
$350K ﹤0.01%
20,139
-14,578
1020
$349K ﹤0.01%
16,945
-33,975
1021
$348K ﹤0.01%
+24,440
1022
$348K ﹤0.01%
18,129
-44,222
1023
$348K ﹤0.01%
+7,004
1024
$346K ﹤0.01%
11,567
-18,337
1025
$346K ﹤0.01%
4,955
-4,580