Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$87K ﹤0.01%
200
-143
1002
$87K ﹤0.01%
1,996
+1,642
1003
$87K ﹤0.01%
2,335
-1,738
1004
$87K ﹤0.01%
280
+231
1005
$87K ﹤0.01%
12,246
-8,161
1006
$87K ﹤0.01%
12,022
+2,967
1007
$87K ﹤0.01%
23,170
+22,715
1008
$86K ﹤0.01%
12,083
+6,626
1009
$86K ﹤0.01%
+4,167
1010
$86K ﹤0.01%
+6,779
1011
$86K ﹤0.01%
18,075
+4,995
1012
$86K ﹤0.01%
5,265
+5,031
1013
$85K ﹤0.01%
1,115
-372
1014
$85K ﹤0.01%
3,548
+2,081
1015
$85K ﹤0.01%
2,083
-10,101
1016
$84K ﹤0.01%
+5,213
1017
$84K ﹤0.01%
2,962
+1,706
1018
$84K ﹤0.01%
2,995
-4,430
1019
$84K ﹤0.01%
19,977
+14,637
1020
$83K ﹤0.01%
+955
1021
$82K ﹤0.01%
2,487
+1,119
1022
$82K ﹤0.01%
432
-14
1023
$82K ﹤0.01%
12,000
+8,706
1024
$81K ﹤0.01%
+6,341
1025
$81K ﹤0.01%
+6,249