Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$62K ﹤0.01%
2,384
-2,812
1002
$62K ﹤0.01%
673
+573
1003
$61K ﹤0.01%
446
+265
1004
$61K ﹤0.01%
2,246
+1,701
1005
$61K ﹤0.01%
6,131
-14,798
1006
$61K ﹤0.01%
23,605
+4,233
1007
$60K ﹤0.01%
3,729
-4,041
1008
$60K ﹤0.01%
410
-3,695
1009
$60K ﹤0.01%
+903
1010
$60K ﹤0.01%
817
+731
1011
$60K ﹤0.01%
+795
1012
$59K ﹤0.01%
3,782
+2,275
1013
$59K ﹤0.01%
1,335
-9,438
1014
$59K ﹤0.01%
+1,847
1015
$59K ﹤0.01%
1,620
+530
1016
$58K ﹤0.01%
+478
1017
$58K ﹤0.01%
2,860
+1,669
1018
$58K ﹤0.01%
1,142
+914
1019
$58K ﹤0.01%
+4,871
1020
$57K ﹤0.01%
+2,862
1021
$57K ﹤0.01%
5,388
+4,864
1022
$56K ﹤0.01%
5,460
-22
1023
$56K ﹤0.01%
839
-22,317
1024
$56K ﹤0.01%
+1,822
1025
$55K ﹤0.01%
1,729
-3,025