Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$70K ﹤0.01%
+6,721
1002
$70K ﹤0.01%
1,962
+1,923
1003
$70K ﹤0.01%
2,269
-4,469
1004
$70K ﹤0.01%
1,214
-4,385
1005
$70K ﹤0.01%
+1,380
1006
$69K ﹤0.01%
799
-406
1007
$69K ﹤0.01%
3,088
-53
1008
$69K ﹤0.01%
+811
1009
$69K ﹤0.01%
+10,963
1010
$68K ﹤0.01%
+1,258
1011
$68K ﹤0.01%
8,888
+666
1012
$68K ﹤0.01%
13,396
+11,383
1013
$68K ﹤0.01%
5,149
-348
1014
$68K ﹤0.01%
4,101
+3,343
1015
$67K ﹤0.01%
20,670
-2,169
1016
$67K ﹤0.01%
+869
1017
$67K ﹤0.01%
1,588
+1,168
1018
$67K ﹤0.01%
9,517
+7,665
1019
$66K ﹤0.01%
16,126
+15,182
1020
$66K ﹤0.01%
1,341
-1,631
1021
$66K ﹤0.01%
+1,201
1022
$66K ﹤0.01%
18,902
-109,110
1023
$66K ﹤0.01%
+4,803
1024
$65K ﹤0.01%
2,605
+1,430
1025
$65K ﹤0.01%
862
-2,712