Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.43B
AUM Growth
-$206M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,516
New
Increased
Reduced
Closed

Top Buys

1 +$29.2M
2 +$19.6M
3 +$17.3M
4
AGN
Allergan plc
AGN
+$16.7M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$14.4M

Top Sells

1 +$86.4M
2 +$58.6M
3 +$49.6M
4
AAPL icon
Apple
AAPL
+$48.8M
5
NTES icon
NetEase
NTES
+$32.4M

Sector Composition

1 Consumer Discretionary 18.31%
2 Technology 17.31%
3 Healthcare 11.47%
4 Communication Services 11.25%
5 Industrials 9.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$89K ﹤0.01%
+1,285
1002
$89K ﹤0.01%
+1,148
1003
$89K ﹤0.01%
5,312
-5,945
1004
$89K ﹤0.01%
2,463
-1,222
1005
$89K ﹤0.01%
+2,542
1006
$88K ﹤0.01%
+4,558
1007
$88K ﹤0.01%
+2,409
1008
$87K ﹤0.01%
720
+608
1009
$87K ﹤0.01%
2,107
+799
1010
$87K ﹤0.01%
+1,703
1011
$86K ﹤0.01%
47,991
+28,823
1012
$86K ﹤0.01%
+859
1013
$86K ﹤0.01%
12,781
+11,878
1014
$86K ﹤0.01%
8,599
+3,623
1015
$85K ﹤0.01%
4,869
+1,900
1016
$84K ﹤0.01%
50
-91
1017
$84K ﹤0.01%
+18,215
1018
$84K ﹤0.01%
2,140
+2,072
1019
$83K ﹤0.01%
+1,645
1020
$83K ﹤0.01%
4,354
+392
1021
$83K ﹤0.01%
20,926
-47,047
1022
$83K ﹤0.01%
+713
1023
$83K ﹤0.01%
4,044
+2,545
1024
$83K ﹤0.01%
7,797
-16,266
1025
$82K ﹤0.01%
4,816
-276