Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$638M
AUM Growth
-$63.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,505
New
Increased
Reduced
Closed

Top Sells

1 +$36.1M
2 +$17.9M
3 +$14.9M
4
DIS icon
Walt Disney
DIS
+$14.5M
5
BABA icon
Alibaba
BABA
+$13.3M

Sector Composition

1 Technology 15.08%
2 Communication Services 13.51%
3 Consumer Discretionary 9.68%
4 Healthcare 8.98%
5 Financials 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1001
$30K ﹤0.01%
+3,491
1002
$29K ﹤0.01%
+668
1003
$29K ﹤0.01%
711
-306
1004
$29K ﹤0.01%
2,161
+1,262
1005
$29K ﹤0.01%
+942
1006
$29K ﹤0.01%
+1,424
1007
$29K ﹤0.01%
11
-3
1008
$29K ﹤0.01%
+3,947
1009
$29K ﹤0.01%
292
+112
1010
$29K ﹤0.01%
1,132
-2,205
1011
$29K ﹤0.01%
+707
1012
$28K ﹤0.01%
+1,617
1013
$28K ﹤0.01%
1,871
-457
1014
$28K ﹤0.01%
1
1015
$28K ﹤0.01%
512
+379
1016
$28K ﹤0.01%
+2,301
1017
$27K ﹤0.01%
+25
1018
$27K ﹤0.01%
+9,397
1019
$27K ﹤0.01%
+1,265
1020
$27K ﹤0.01%
637
+417
1021
$27K ﹤0.01%
342
+135
1022
$27K ﹤0.01%
+515
1023
$27K ﹤0.01%
+834
1024
$27K ﹤0.01%
+2,185
1025
$27K ﹤0.01%
492
-3,577